IAIM Response on CP120 – July 2018
IAIM Response on CP120 CBI Second Consultation CP120 on Corporate Governance
MiFID II
CBI Second Consultation CP120 on Corporate Governance Requirements for Investment Firms & Market Operators – July 2018
Requirements for Invest Firms & Market Operators
IAIM Submission on CBI’s Knowledge & Competency Code – November 2017
IAIM Submission on CBI’s Knowledge & Competency Code
ESMA Guidelines on Knowledge & Competence – January 2017
ESMA Guidelines on Knowledge & Competence
CBI Feedback Statement on CP97 – 2016
CBI Feedback Statement on CP97
IAIM Response to CP97 – January 2016
IAIM Response to CP97
CBI Consultation CP97 on Investment Firm Regulations – November 2015
CBI Consultation CP97 on Investment Firm Regulations
IAIM Response to CP94 – August 2015
IAIM Response to CP94
CBI Consultation CP94 on Corporate Governance Requirements for Investment Firms – May 2015
CBI Consultation CP94 on Corporate Governance Requirements for Invest Firms